Legal Funds Management

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Legal Funds Management

WTS Australia has an expansive funds group, comprising of both Legal and Tax specialists. Through our team we can assist with entire lifecycle of a funds business, including establishment, onboarding, compliance, investment and administration.

What do we offer?

We focus on the legal intricacies of entity structuring, from Trustee SPVs to comprehensive documentation, ensuring a solid foundation for your investment endeavours

In doing this we will provide advice on:

  • Legal entity structuring and formation, including establishment of Trustee SPVs;
  • Legal documentation, including Constitutions, Product Disclosure Statements, TMDs, Information Memoranda, Investment Management Agreement and Term Sheets.

Our approach is designed to streamline investor integration, focusing on meticulous AML and KYC documentation, application procedures and tailored processes for a diverse investor base, ensuring a seamless start for all parties involved.

In doing this we will provide:

  • AML and KYC process documents;
  • Application Forms;
  • Onboarding process for retail, wholesale, onshore and offshore investors.

We ensure continuous adherence to regulatory standards through comprehensive AFSL documentation and the effective management of compliance committees, from their establishment to operational oversight.

In doing this we will provide advice on:

  • AFSL Compliance documentation;
  • Compliance committees, including establishment, operation, chairing.

We provide comprehensive legal advice designed to streamline your investment operations, ensuring all documentation and committee structures align with your strategic goals

In doing this we will provide:

Investment documentation including drafting and negotiation of ISDA, Prime Brokerage Agreements, loan documentation, etc;
Establishment of Investment Committee mandate and terms of reference documentation.

We specialise in the meticulous establishment and documentation of custodial arrangements, securing your assets with precision and care.

Astrid Raetze
Astrid RaetzePartner | Legal

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